Overview:
At Wipfli, people count
At Wipfli, our people are core to everything we do-the catalyst behind our ability to create exceptional impact and extraordinary results.
We believe in flexibility. We focus on relationships. We encourage each individual to follow their own path.
People truly matter and they feel it. For those looking to make a difference and find a professional home, Wipfli offers a career-defining opportunity.
Job Summary
As a Compliance Manager within our Consulting Services team, you will manage client engagements focused on regulatory compliance, risk management, and internal controls. Acting as a trusted advisor, you will help financial services clients strengthen their compliance management systems and navigate complex regulatory environments. This role blends subject matter expertise with leadership, project management, and business development responsibilities, ensuring exceptional client service and continuous process improvement.
While we welcome applicants from across the United States, we will be prioritizing candidates located in Minneapolis, Chicago, and New England, as these regions align with our current team structure and client base.
Responsibilities:
Key Responsibilities
* Maintain and enhance client relationships, ensuring timely and high-quality service delivery.
* Provide compliance expertise and solutions to identify gaps and associated risks for financial services clients.
* Conduct routine regulatory compliance testing and manage multiple projects simultaneously, from planning to completion.
* Oversee and coach Consultant 1s, Consultant 2s, and Senior Consultants, including performance coaching and training.
* Prepare engagement letters, proposals, and draft articles or white papers on compliance-related topics.
* Attend client events and participate in speaking opportunities as needed.
* Collaborate with a national team, primarily concentrated in the Midwest and New England.
* Support business development and growth activities by identifying opportunities to help clients solve problems.
Qualifications:
Required Qualifications
* Professional designation required (CRCM or CUCE preferred, or another relevant certifications).
* Minimum five years of experience in banking, financial services, or regulatory compliance.
* Experience in creating, executing, documenting, and managing regulatory compliance programs.
* Excellent oral, written, and presentation skills; able to communicate effectively with technical and business partners as well as executive management.
* Proven analytical skills with high attention to detail and accuracy.
* Proficiency with Microsoft Office Suite (Excel, Word, PowerPoint).
Preferred Qualifications
* Understanding of regulatory compliance risk and related laws and regulations.
* Knowledge and experience with Bank Secrecy Act/AML compliance.
* Experience in financial services compliance, especially with advisory compliance.
Tiffany Farnsworth, from our recruiting team, will be guiding you through this process. Visit her LinkedIn page to connect!
#LI-TF1 #LI-REMOTE
Share this job:
Share this Job
